As Head of Regulatory your main responsibilities are:
Management of the Regulatory sub-unit. Identification, assessment and control of the regulatory risk. Implementation of General Directives and new legislation. Compliance with all relevant laws, regulations, rules and professional standards. On-boarding and review of Business Introducers & Independent Asset Managers relations. Monitoring of cross-border rules. Provide advisory, training and control services. Implementation of the Compliance monitoring plan. Implementation of tax related initiatives and regulations. Review and approval of internal procedures. Compliance analysis and review of new businesses/activities prior implementation. Issuance of written reports on findings, including issuing and follow-up of recommendations as well as assessment of the findings and propositions of corrective measures. Oversight on Branches & Subsidiaries. Skills and experience
University Degree in Law, Economics or Finance. High level of understanding of the Luxembourg banking sector, of applicable norms and legislation. Good track record of people management. Experience of minimum 8 -10 years in the Luxembourg financial sector. Expertise in European financial Regulations (especially Mi FID and MAR) Excellent English oral and written communication skills. Ability to speak a second European language (preferably French or Italian) will be an advantage. Ability to efficiently communicate with stakeholders and internal clients. Autonomy and accuracy. Capability of analyzing complex issues. Flexibility and stress resistance. Confidentiality and diplomacy.
